FINRA-Compliant Answering Service
Frontdesk supports FINRA-grade call recording retention (7+ years) and audit workflows.
What you lose without Answering Service for Financial Services (FINRA).
FINRA retention complex
Audit-ready logs critical
Compliance officer time
Answering Service for Financial Services tuned for FINRA.
SOC 2 + compliance-grade
FINRA get SOC 2 Type II, encrypted call recording, and audit logs. Compliance ready for FINRA, SEC, state regulators.
Client calls handled with discretion
AI tuned for sensitive conversations about money, accounts, and investments. Routes to advisors when needed.
CRM sync (Wealthbox, Redtail, Salesforce)
Native integrations with wealth-management CRMs.
Appointment booking live
Books client review meetings on your live calendar.
Bilingual on every plan
English and Spanish standard.
Flat $109/month
Compare to financial services answering at $300 to $1,000/month.
FAQ
FINRA-Compliant Answering Service FAQs
Common questions about FINRA-Compliant Answering Service.
Contact supportFrontdesk for financial services with SOC 2, native Wealthbox/Redtail sync, and AI client handling. Smith.ai and AnswerConnect lead the human-only category.
Deploy your FINRA-Compliant Answering Service today.
Forward your traffic, train Frontdesk on your business, go live in minutes, no new hardware, no contracts.